RefolkCandidates

Chief Compliance Officer (FINRA Broker Dealer or SEC RIA)

Frec · San Francisco, California, United States

$180k - $260k/yrHybridExecutiveLegalCompliancePosted Last week

Skills this posting mentions

Series 7SECRegulatory Requirements

About Frec

Frec believes everyone deserves access to better and smarter ways to manage their money. Frec is transforming complex financial products that have traditionally only been available through wealth advisors into automated, easy-to-use technology. Get more with direct indexing. Borrow against your portfolio with lines of credit. Earn high interest on your cash with Treasury. Their goal is for you to reach financial independence.

All 9 openings at Frec

Apply to this role, tailored

Queue Chief Compliance Officer (FINRA Broker Dealer or SEC RIA) at Frec and I will read the posting, rewrite your resume against it, draft the cover letter, and score the fit before you send anything.

Applications finish as drafts. Nothing is sent until you read it and press send. New accounts start with 500 free credits.

More roles at Frec

See all

Similar roles elsewhere

See more

Listed from the job board Frec publishes. Refolk is not the employer and does not handle their hiring. Applications go to Frec directly.